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53 pages 1 hour read

Catherine Drinker Bowen

Miracle At Philadelphia

Catherine Drinker BowenNonfiction | Book | Adult | Published in 1966

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Preface-Chapter 4Chapter Summaries & Analyses

Preface Summary

Both George Washington and James Madison heralded the ratification of the US Constitution as a miracle, a grand conclusion to the American colonies’ long project of greater unification. The book is meant to celebrate that achievement, to show how it came about, to illustrate the humanity of its major participants. The author writes favorably of the Constitution without being blind to its limits. In particular, Bowen wants to convey the sense of crisis felt by the delegates, but rather than contribute to academic controversies, her main intent is to inform the general reader on a subject where knowledge is surprisingly deficient. It will focus squarely on the Convention and ratification process, with some time allotted for important commentators not present at the Convention itself. In closing, Bowen notes that the Constitution was made in “the spirit of compromise” and argues that it shows how noble compromise can be when people are able to put aside their differences (xiv).

Chapter 1 Summary: “The Scene. Origins of the Convention”

In May 1787, 55 delegates met at the Pennsylvania State House, during a brutal heat wave, to discuss what would become known as Constitution for the United States. The ranks included living legends like George Washington and Benjamin Franklin, along with younger, relatively unknown delegates like Alexander Hamilton and James Madison, whose fame would come later. At the time, their exact purpose was unclear; they were charged only with reforming the existing Articles of Confederation. The Articles, in effect since 1781, had severe defects, leaving the federal government without the power to tax or regulate commerce. The various states largely did as they wished, and were in frequent conflict. George Washington was still haunted by the difficulty he’d had in keeping together a Continental Army when each state regarded itself as the highest authority. For Washington, “with independence, America had indeed achieved a continental dimension and must learn to govern itself accordingly” (7). Alexander Hamilton, Washington’s wartime aide, had already spent years advocating for a stronger central authority. Even for those who agreed with Hamilton, it seemed as though reforms could only go through Congress, where the interests of powerful states would hold sway.

At a conference in Annapolis to adjudicate a Maryland-Virginia dispute over navigation rights to the Potomac River, Madison and Hamilton took the opportunity to point out the absurdity of each state making its own rules for commerce. Around the same time, an anti-tax uprising in western Massachusetts suggested the need for a broader federal authority to impose order when the states were unable or unwilling to do so. Congress accordingly authorized the meeting, proving its own inadequacy when many of its members left to participate in the Convention instead. Delegates drifted into Philadelphia a few at a time, and Rhode Island refused to send anyone. James Madison of Virginia arrived several days early, ready to test out ideas he had long been preparing after poring through Thomas Jefferson’s personal library. Madison also understood the task at hand was to prepare a document that the individual states would then ratify. At Philadelphia, Madison joined his fellow Virginian and longtime associate George Washington, each of them rendered solemn with the seriousness of the task before them.

Chapter 2 Summary: “The Delegates and the State House. Washington and Madison.”

George Washington arrived in Philadelphia at the end of May and paid a call to the aged but still revered Benjamin Franklin, world-renowned scientist and philosopher. Franklin’s ideas for the Constitution would prove out of step with general opinion, but his presence lent enormous gravitas to the proceedings. Virginia’s and Pennsylvania’s delegates were the earliest to arrive, so they had the most time to prepare and share plans. Missing were Patrick Henry and Samuel Adams, two of the fieriest voices for independence in 1776, who were both suspicious of plans to overhaul the Articles. The Convention also coincided with a meeting of the Society of Cincinnati, a veterans’ organization to which Washington belonged, and struck some present as “the nucleus of an American aristocracy or of a Cromwellian military government” (20). Washington stayed with fellow Convention delegate Robert Morris, unintentionally learning that his reputation as the richest man in the city concealed his severe indebtedness. The Convention had a rule of secrecy, which was difficult to enforce with so many luminaries traveling openly into the middle of a large city. Even as the Convention progressed, attendance was spotty as delegates periodically went to attend to business at home. At the outset, many states issued prefatory proclamations, with Virginia warning of humiliation at the hands of foreign powers if they failed to address the crisis of governance. As the first and largest colony, Virginia hoped to lead by example.

Finally achieving a quorum on May 25, Washington was unanimously named president of the Convention, a position he accepted with his characteristic grace and modesty. As president, he took no part in the debates until the very end, preferring to lead by example: “In his silence lay his strength. His presence kept the Federal Convention together, kept it going, just as his presence had kept a straggling, ill-conditioned army together throughout the terrible years of war” (29). Madison was the preeminent notetaker—while others kept their own journals, Madison’s are by far the most comprehensive, although their existence remained unknown for another 30 years.

Chapter 3 Summary: “The Virginia Plan”

At the beginning of the Convention, many of the states insisted upon their own sovereignty, and so there seemed no way to mitigate any conflict over territory, trade, or representation in Congress. More delegates arrived, including Rufus King, a young Massachusetts lawyer who had already made a name for himself by helping to ban slavery in the Northwest Territories (now Michigan, Ohio, Indiana, Illinois, Wisconsin, and part of Minnesota). Delegates agreed to speak one at a time, to stay silent while others were speaking, not to speak excessively, to pass measures by a majority of state delegations, and to allow reconsideration of previous topics by majority affirmation. The first major speaker was Edmund Randolph of Virginia, who stunned the convention with a series of resolutions that completely overhauled the Articles of Confederation. He proposed a “new national government, with a national executive, a national judiciary and a national legislature of two branches; the ‘first branch’ (the representative) to be elected by the people; the ‘second branch’ (the senators) to be elected by the first branch” (38). Known as the Virginia Plan, this proposal laid the foundation for the ensuing debates, and provided an early sketch of some of the Constitution’s major features. The Virginia Plan helped shift the subject of the debates from whether to revise the Articles to whether to form an entirely new union.

Chapter 4 Summary: “Federal vs. National”

The Virginia Plan’s proposed legislature provided a way to test the larger question of governmental power. It prompted a debate over whether the government should be “federal,” designed around the voluntary union of the states, or “national,” with a central government superior to the states. Among the greatest champions of a national government was Gouverneur Morris, who insisted that the national government must be able to govern individuals directly without the barrier of the state, or else sovereignty would be hopelessly divided. Many, such as Elbridge Gerry of Massachusetts, were fearful that too much democracy would be unstable, especially in the wake of Shays’ Rebellion, and so favored the states choosing national representatives rather than the people. Others like James Wilson of Virginia believed that an insufficiently representative government would turn the people against it. The Convention approved the Virginia Plan’s call for a bicameral legislature, in part because “in these first days of the Convention, the small-state men were not ready, not organized for resistance” (48), which they would offer later. The Convention also approved the supremacy of federal law over that of the states, although enforcement remained unclear. The city was bustling at the time of the Convention, a hub of international commerce and artistic creativity. It was also full of flies and mosquitos, and one could find prisoners charged with clearing the streets of animal carcasses and human waste. Delegates repaired to local taverns, often consuming massive amounts of wine, as the city’s watchmen and bells called out every hour on the hour, through the entire night.

Preface-Chapter 4 Analysis

The outcome of the Constitutional Convention today seems like a foregone conclusion. American schoolchildren learn early on that the Articles of Confederation were deeply flawed, and so the Convention met to form a government fitting a young and fast-growing nation, safe in the knowledge that George Washington would provide the initial model of leadership. The early chapters of Bowen’s book shed light on the extraordinary precariousness of the entire project. The image of 55 grandees holding a high-minded debate on the proper structures of American governance gives way to a much murkier reality of delegates straggling in, one or two at a time, and then just as suddenly leaving: “No more than eleven states were represented at any one time and scarcely more than thirty delegates at any given meeting” (24). Those who were present at any given moment sweltered under a punishing heat that only grew worse as the summer months stretched on.

The exact purpose of the Philadelphia Convention remained unclear to delegates. Shays’ Rebellion in Massachusetts, as well as the refusal of British forces to leave their forts in the Northwest Territories and the weak financial status of the states, prompted a general agreement for some kind of revision to the Articles, and Congress had authorized the convention “for the sole and express purpose” of revising the Articles of Convention (10). However, since the Articles were the legitimately constituted government, the delegates were not sure what exactly they were trying to accomplish and how much leeway they had. Once the Convention was actually underway, the problem of scope and authority was joined by the task of persuading delegates with differing views.

The most acute source of division was on the question of Federal versus State Power, with nationalists such as Alexander Hamilton, James Madison, and Gouverneur Morris opposing states’-rights advocates such as Elbridge Gerry, William Paterson, and Luther Martin. As Bowen points out, this was not simply a matter of competing self-interests. Rather, theirs was a debate over where power was and ought to be lodged. The Declaration of Independence had announced a “United States of America,” but at the time, this term was quite literal, so that it really was a coalition of states rather than a consolidated national government. The people had much greater knowledge of and attachment to their state governments than the federal government, and if the delegates were to obey the popular will, as all of them professed to be doing, then they ought to refrain from introducing an entirely new and unfamiliar system without the public’s consent. At the same time, nationalists feared that the people did not know their true interest, and that too much democracy would allow narrow, provincial interests to crowd out the common good.

Partisans of both sides would have to balance their own Idealism and the Need for Compromise. Everyone was present because they recognized the need for change, although many were just as interested in making sure those changes did not go too far. The delegates felt the pressure to accomplish something significant, but would not consent to a system that they believed would be harmful to the cause of liberty. Given the very different ways in which they imagined liberty and its proper means of defense, they would have to find a way to reconcile what seemed to be polar opposite positions. The Virginia Plan offered an early glimpse of how a federal system could incorporate the needs of the states, but the devil was in the details, and it would be many months before both sides were satisfied with the plan.

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